Tag: financial_markets_conduct_act_2013

FMA Warns Finbase for Disclosure and Fair Dealing Breaches

15 Oct 2025 9:01 a.m. · Source: NZ Financial Markets Authority

The Financial Markets Authority (FMA) has issued a warning to Finbase for breaching the Financial Markets Conduct Act 2013. Breaches relate to Single Investment financial products and failure to comply with disclosure requirements.

Business Politics and Government Legal Financial Markets Economy Banking FMA Finbase Financial Markets Authority Financial Markets Conduct Act 2013 Financial Markets Conduct Regulations 2014 Single Investment HP Capital Limited NZ Financial Markets Authority
Pharmazen Faces Infringement Notice for Late Financial Filing

30 May 2025 10:53 a.m. · Source: NZ Financial Markets Authority

The Financial Markets Authority has issued an infringement notice to Pharmazen Limited for the late filing of its 2024 financial statements, requiring a $7,500 fee.

Business Legal Financial Markets Financial Markets Authority Pharmazen Limited Financial Markets Conduct Act 2013 financial statements John Horner infringement notice Auditing NZ Financial Markets Authority