Tag: financial_markets_conduct_regulations_2014

FMA Warns Finbase for Disclosure and Fair Dealing Breaches

15 Oct 2025 9:01 a.m. · Source: NZ Financial Markets Authority

The Financial Markets Authority (FMA) has issued a warning to Finbase for breaching the Financial Markets Conduct Act 2013. Breaches relate to Single Investment financial products and failure to comply with disclosure requirements.

Business Politics and Government Legal Financial Markets Economy Banking FMA Finbase Financial Markets Authority Financial Markets Conduct Act 2013 Financial Markets Conduct Regulations 2014 Single Investment HP Capital Limited NZ Financial Markets Authority