Tag: regulatory_priorities

FMA Outlines Regulatory Priorities and Key Findings for Financial Advisers

1 Sep 2026 1:28 p.m. · Source: NZ Financial Markets Authority

The FMA's latest update details regulatory priorities, insights from FAP forums, and findings on client asset protection and monitoring. It highlights areas for improvement in vulnerability support, complaints, and disclosure, while also noting good practices.

Business Science & Technology Law Enforcement Economy Financial Markets Artificial Intelligence Legal Education FMA Financial Advice Regulatory Priorities Client Assets Consumer Protection NZ Financial Markets Authority
FMA Unveils 2026/27 Regulatory Priorities, Expands Consumer Protection

30 Jun 2026 8:27 a.m. · Source: NZ Financial Markets Authority

FMA outlines 2026/27 regulatory priorities, focusing on consumer credit oversight, managing conflicts, product design, and fraud. The report highlights progress in strengthening New Zealand's financial markets and embracing innovation like AI while ensuring strong consumer protection.

Business Law Enforcement Science & Technology Economy Banking Financial Markets Artificial Intelligence Legal Education Financial Markets Authority Financial Conduct Report Regulatory Priorities Consumer Credit Financial Regulation NZ Financial Markets Authority