Tag: financial_conduct_report

• FMA Seeks Feedback on Ethical Investment Disclosure Guidance

  24 Sep 2025 10:02 a.m. · Source: NZ Financial Markets Authority

  The Financial Markets Authority (FMA) is consulting on updated draft guidance for financial products with ethical characteristics, aiming to improve clarity and prevent misleading disclosures.

  BusinessPolitics and GovernmentEconomyFinancial MarketsTradeLegal Financial Markets AuthorityFMAethical investmentLouise UngerFinancial Conduct ReportinvestmentFinanceNZ Financial Markets Authority

• FMA Focuses on Conduct and Access in Financial Advice Sector

  3 Jul 2025 11:03 a.m. · Source: NZ Financial Markets Authority

  The FMA is prioritizing conduct impacting vulnerable consumers, fee transparency, and client asset protection. Forums will address the Financial Conduct Report, while a review of access to financial advice is underway. A former adviser pleads guilty to theft.

  BusinessPolitics and GovernmentLegalFinancial Markets Financial Markets AuthorityFinancial Conduct ReportFinancial Advice Provider ForumsMurray McCluneFilcare Services LimitedFinancial ServicesRegulatoryNZ Financial Markets Authority

• FMA Releases Financial Conduct Report, Outlining Key Priorities for the Year Ahead

  25 Jun 2025 12:02 p.m. · Source: NZ Financial Markets Authority

  The Financial Markets Authority (FMA) has released its Financial Conduct Report, outlining key priorities for the financial sector. The report details conduct risks and opportunities the FMA will address over the next 12 months.

  BusinessPolitics and GovernmentFinancial MarketsEconomyBankingLegal Financial Markets AuthorityFinancial Conduct ReportSamantha Barrassfinancial regulationinvestmentfraudfintechNZ Financial Markets Authority

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