Tag: filcare_services_limited
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FMA Focuses on Conduct and Access in Financial Advice Sector
The FMA is prioritizing conduct impacting vulnerable consumers, fee transparency, and client asset protection. Forums will address the Financial Conduct Report, while a review of access to financial advice is underway. A former adviser pleads guilty to theft.
BusinessPolitics and GovernmentLegalFinancial Markets Financial Markets AuthorityFinancial Conduct ReportFinancial Advice Provider ForumsMurray McCluneFilcare Services LimitedFinancial ServicesRegulatoryNZ Financial Markets Authority
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Filcare Services Loses Financial Advice Provider Licence
The Financial Markets Authority has cancelled Filcare Services Limited’s Financial Advice Provider licence after an inquiry revealed breaches of licence obligations. The inquiry followed the termination of its distribution agreement with Fidelity Life and AIA New Zealand.
BusinessLegalFinancial Markets Financial Markets AuthorityFilcare Services LimitedFinancial Advice Provider licenceHelena LewisFinancial Services Complaints LimitedFinanceNZ Financial Markets Authority