Tag: filcare_services_limited
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FMA Focuses on Conduct and Access in Financial Advice Sector
The Financial Markets Authority (FMA) has released its inaugural Financial Conduct Report, outlining key regulatory priorities for the financial advice sector over the next 12 months. These priorities include conduct impacting vulnerable consumers, ensuring clients understand fees and commissions, effective…
BusinessPolitics and GovernmentLegalFinancial Markets Financial Markets AuthorityFinancial Conduct ReportFinancial Advice Provider ForumsMurray McCluneFilcare Services LimitedFinancial ServicesRegulatoryNZ Financial Markets Authority
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Filcare Services Loses Financial Advice Provider Licence
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has cancelled Filcare Services Limited’s (Filcare) Financial Advice Provider licence, at its request. The company provided financial advice to approximately 1,800 retail clients, many of whom were migrant workers…
BusinessLegalFinancial Markets Financial Markets AuthorityFilcare Services LimitedFinancial Advice Provider licenceHelena LewisFinancial Services Complaints LimitedFinanceNZ Financial Markets Authority