Tag: financial_advice_provider_forums
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FMA Focuses on Conduct and Access in Financial Advice Sector
The FMA is prioritizing conduct impacting vulnerable consumers, fee transparency, and client asset protection. Forums will address the Financial Conduct Report, while a review of access to financial advice is underway. A former adviser pleads guilty to theft.
BusinessPolitics and GovernmentLegalFinancial Markets Financial Markets AuthorityFinancial Conduct ReportFinancial Advice Provider ForumsMurray McCluneFilcare Services LimitedFinancial ServicesRegulatoryNZ Financial Markets Authority